CCO — Chief Compliance Officers Qualifying Examination (Study Hub + Practice)
Prepare for CSI Chief Compliance Officers Qualifying Examination (CCO) with official-weighted topics, a blueprint-aligned syllabus, a comprehensive compliance cheat sheet (workflows + glossary), study plan, resources, and practice.
The Chief Compliance Officers Qualifying Examination (CCO) focuses on how compliance leaders design and operate a defensible program: governance and structure, risk-based controls, policies and procedures, monitoring and surveillance, account and trading supervision, investigations, and reporting.
Official exam format (CSI): 1 exam, 100 multiple-choice questions, 3 hours, proctored, passing grade 60%.
Use this hub as your structured prep path:
- Start with the Overview to understand the exam’s scope and official weighting.
- Follow the Study Plan for 30/60/90‑day schedules.
- Work the Syllabus as your learning-objective checklist.
- Use the Cheatsheet for high-yield workflows, supervision checklists, and terminology (glossary included).
- Train speed using Practice.
Select a section below to begin.
In this section
- CCO Cheatsheet — Compliance Governance, Supervision Workflows & Glossary
High-yield CCO review: compliance program lifecycle, risk-based supervision, policies and monitoring, account/trading oversight, investigations and reporting, plus a comprehensive glossary.
- CCO FAQ — What to Study, How to Practice, and Common Traps
Frequently asked questions for CSI CCO: what the exam tests, how to study efficiently, and what traps to avoid in compliance/supervision questions.
- CCO Overview — Exam Format, Weighting, and How to Study
CCO overview (official CSI structure): 100 multiple-choice questions in 3 hours, topic weightings, what gets tested, and a practical study strategy.
- CCO Practice — Targeted Drills by Topic
Practice CCO with topic-targeted drills mapped to the official CSI weightings and chapter syllabus.
- CCO Resources — Official CSI Links
Authoritative CCO resources from the Canadian Securities Institute (CSI): course page, official curriculum, and exam credits (structure + weightings).
- CCO Study Plan (30 / 60 / 90 Days)
A practical CCO study plan you can follow: 30-day intensive, 60-day balanced, and 90-day part-time schedules aligned to official topic weightings and a repeatable syllabus → practice loop.
- CCO Syllabus — Learning Objectives by Topic
Blueprint-aligned learning objectives for CSI Chief Compliance Officers Qualifying Examination (CCO), organized by official topic weighting with quick links to targeted practice.