Series 57 Resources — Official FINRA Links & Content Outline

Use these official resources as your source of truth.

Exam page & outline

• Series 57 — Official exam page (FINRA)
  https://www.finra.org/registration-exams-ce/qualification-exams/series57
• Series 57 Outline (PDF)
  https://www.finra.org/sites/default/files/Series_57_Outline.pdf
• SIE (corequisite) — Official exam page (FINRA)
  https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam

Enrollment, scheduling & exam day

• Enroll for an exam (FINRA)
  https://www.finra.org/registration-exams-ce/qualification-exams/enroll
• Schedule an exam (FINRA)
  https://www.finra.org/registration-exams-ce/qualification-exams/schedule-exam
• Exam day info (FINRA)
  https://www.finra.org/registration-exams-ce/qualification-exams/exam-day
• Prometric — FINRA exams (test center + online)
  https://www.prometric.com/exams/1finra

Rule references (high level)

• FINRA Rule 1210 (Registration requirements)
  https://www.finra.org/rules-guidance/rulebooks/finra-rules/1210
• FINRA Rule 1220(b)(4) (Securities Trader Representative)
  https://www.finra.org/rules-guidance/rulebooks/finra-rules/1220