Series 7 Exam — Mock Exams & Practice Tests

The Series 7 (General Securities Representative Qualification Exam) is the “top-off” exam for many U.S. securities roles. It builds on the SIE and focuses on what an entry-level registered representative does: opening accounts, recommending products, processing orders, and handling transactions under the rules.

Key points:

• Sponsorship required: you must be associated with a FINRA member firm (or other applicable SRO member firm) to sit for Series 7.
• Corequisite: you must pass SIE + Series 7 to obtain the General Securities Representative registration.

Use this hub as your study flow:

• Overview: exam format, timing, score, and what’s tested
• Syllabus: blueprint → functions → learning objectives (practice links included)
• Cheatsheet: formulas, rules, and high-yield traps
• Practice: timed mocks + targeted drills
• FAQ: sponsorship, retakes, SIE relationship, and logistics
• Resources: official FINRA links and the content outline PDF
• Updates: content changes and syllabus mapping updates

In this section

• Series 7 Cheatsheet — Comprehensive Formulas, Rules & Diagrams
  Comprehensive FINRA Series 7 reference: suitability/Reg BI, accounts, equities, fixed income, munis, options, margin, mutual funds, variable products, taxes, and trading/settlement—plus formulas, examples, and quick diagrams.
• Series 7 Exam Overview — Format, Weights & Eligibility
  Understand the FINRA Series 7 (General Securities Representative) at a glance: structure, timing, passing score, job functions/weights, eligibility and what to do after you pass.
• Series 7 FAQ — Common Questions & Quick Answers
  Answers to common questions about the FINRA Series 7 exam: eligibility and sponsorship, SIE corequisite, format/timing, scoring, retakes, what’s tested, and how to study.
• Series 7 Practice — Mock Exams & Topic Drills
  Launch Series 7 practice: full-length timed mocks and targeted drills mapped to FINRA’s Series 7 job functions with detailed explanations.
• Series 7 Resources — Official FINRA Links & Content Outline
  Official resources for the FINRA Series 7 exam: exam page, content outline PDF, enrollment/scheduling, exam-day policies, and related rule references.
• Series 7 Syllabus — Blueprint & Learning Objectives
  FINRA Series 7 syllabus mapped to the official job functions with clear learning objectives and quick links to targeted practice.
• Series 7 Updates — Blueprint & Content Changes
  Track changes to the Series 7 study hub: syllabus mapping, cheat sheet refinements, practice coverage, resources, and copy updates.