Series 82 Resources — Official FINRA Links & Content Outline

Use these official resources as your source of truth.

Exam page & outline

• Series 82 exam page (FINRA): https://www.finra.org/registration-exams-ce/qualification-exams/series82
• Series 82 Content Outline (PDF): https://www.finra.org/sites/default/files/Series_82_Content_Outline.pdf

Registration and corequisite

• SIE exam page (FINRA): https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie
• FINRA Rule 1210 (registration requirements): https://www.finra.org/rules-guidance/rulebooks/finra-rules/1210
• FINRA Rule 1220(b) (registration categories; includes Private Securities Offerings): https://www.finra.org/rules-guidance/rulebooks/finra-rules/1220

High-yield rule references (Series 82 scope)

• Communications with the Public (Rule 2210): https://www.finra.org/rules-guidance/rulebooks/finra-rules/2210
• Know Your Customer (Rule 2090): https://www.finra.org/rules-guidance/rulebooks/finra-rules/2090
• Suitability (Rule 2111): https://www.finra.org/rules-guidance/rulebooks/finra-rules/2111
• Private Placements of Securities Issued by Members (Rule 5122): https://www.finra.org/rules-guidance/rulebooks/finra-rules/5122
• Private Placements of Securities (Rule 5123): https://www.finra.org/rules-guidance/rulebooks/finra-rules/5123
• Supervision (Rule 3110): https://www.finra.org/rules-guidance/rulebooks/finra-rules/3110
• Books and Records Requirements (Rule 4510): https://www.finra.org/rules-guidance/rulebooks/finra-rules/4510
• Records of Written Customer Complaints (Rule 4513): https://www.finra.org/rules-guidance/rulebooks/finra-rules/4513

SEC references (high level)

• Regulation Best Interest (Exchange Act Rule 15l-1): https://www.ecfr.gov/current/title-17/chapter-II/part-240/section-240.15l-1
• Regulation S-P (privacy): https://www.ecfr.gov/current/title-17/chapter-II/part-248